DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Newport Wealth Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darin Albert Simonian | Newport Wealth Strategies, Inc. independent RIA | Alpha Cubed Investments, LLC other | Other | Dec 31, 2021 | Apr 3, 2015 |
| Maryam Jameela Khayali | Newport Wealth Strategies, Inc. independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2021 | May 3, 2022 (123 d) |
| Brendan Patrick Byrne | Newport Wealth Strategies, Inc. other | Greensview Wealth Management no RAUM | Other | May 1, 2017 | Sep 10, 2018 (497 d) |
| Anthony Joseph Diliberto | Newport Wealth Strategies, Inc. other | Noble Wealth Management, Inc. other | Other | Jul 11, 2014 | Jul 28, 2014 |
| Lisa Lynn Lockerman | Newport Wealth Strategies, Inc. other | Lockerman Financial Group, Inc no RAUM | Other | Jan 23, 2013 | Nov 8, 2021 (3211 d) |
| Jesse Erald Lopez | Newport Wealth Strategies, Inc. no RAUM | Cambridge Investment Research Advisors, Inc. other | Other | Feb 15, 2012 | Mar 2, 2012 |
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6 moves match.