DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ferris Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric GanelesFerris Capital, LLC independent RIACreative Planning independent RIARIA to RIAJun 21, 2022Jul 6, 2022
Andrew David VernazzaFerris Capital, LLC independent RIACreative Planning independent RIARIA to RIAJun 21, 2022Jun 2, 2022
Matthew K ElsenbeckFerris Capital, LLC independent RIACreative Planning independent RIARIA to RIAJun 21, 2022Jun 2, 2022
Rebekah Ann PennellFerris Capital, LLC independent RIACreative Planning independent RIARIA to RIAJun 21, 2022Jun 1, 2022
Todd Craig SilvermanFerris Capital, LLC independent RIADerby And Company Inc independent RIARIA to RIAOct 7, 2019Feb 7, 2020 (123 d)
Robert Edward WhelanFerris Capital, LLC independent RIALido independent RIARIA to RIAAug 13, 2019Sep 17, 2019 (35 d)
Kevin Patrick HodsonFerris Capital, LLC independent RIAAaf Wealth Management, LLC independent RIARIA to RIAFeb 11, 2019Feb 22, 2019
David Luke BarlowFerris Capital, LLC independent RIAGoodman Advisory Group, LLC independent RIARIA to RIAJan 23, 2019Oct 31, 2019 (281 d)
Paul M LitchfieldFerris Capital, LLC otherClaro Advisors Inc. independent RIAOtherNov 9, 2017Mar 26, 2018 (137 d)
Matthew James DellovoFerris Capital, LLC otherBfa Wealth Management state registeredOtherJun 1, 2015Jun 24, 2015
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10 moves match.