DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tvamp, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Franke | Tvamp, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 8, 2026 | Jun 24, 2026 |
| Robert Bentley Labout | Tvamp, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Sep 19, 2025 |
| Joshua David Klinger | Tvamp, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Jun 6, 2025 |
| Thomas Young | Tvamp, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2025 | Mar 4, 2025 |
| Kristi D Hill | Tvamp, LLC independent RIA | Quality Financial Concepts independent RIA | RIA to RIA | Nov 13, 2024 | Jun 5, 2025 (204 d) |
| James Matthew Munsey | Tvamp, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Oct 3, 2024 |
| Clint Anthony Foster | Tvamp, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Dec 17, 2024 (71 d) |
| Charles Jesse Loveday | Tvamp, LLC independent RIA | Visionary Horizons, LLC independent RIA | RIA to RIA | Oct 2, 2024 | Jan 3, 2025 (93 d) |
| Madison Kent Holbrook | Tvamp, LLC independent RIA | Visionary Horizons, LLC independent RIA | RIA to RIA | Dec 21, 2022 | Jan 5, 2023 |
| Eric S Fitzgerald | Tvamp, LLC other | Alpha Omega Wealth Management, LLC other | Other | Feb 20, 2018 | Feb 20, 2018 |
| Christopher Grant Bales | Tvamp, LLC other | Bridgeworks Asset Management, LLC state registered | Other | Jan 2, 2018 | Dec 14, 2017 |
| Kyle Patrick Mcfarland | Tvamp, LLC other | The Burney Company other | Other | Nov 29, 2016 | Dec 1, 2016 |
| Nicholas Moor Weissfeld | Tvamp, LLC other | MML Investors Services, LLC other | Other | Jul 1, 2016 | Mar 8, 2017 (250 d) |
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13 moves match.