DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mdx Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael J Allison | Mdx Wealth Management state registered | Red Tree Investments state registered | Other | May 4, 2022 | May 4, 2022 |
| Gregory James Kallus | Mdx Wealth Management state registered | Huckin Financial Group, Inc. unclassified | Other | Mar 2, 2021 | Mar 1, 2021 |
| Robert Joseph Voccola | Mdx Wealth Management state registered | Tradition Asset Management LLC no RAUM | Other | Jan 2, 2019 | Jul 23, 2019 (202 d) |
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3 moves match.