DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Blue Water Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ayden Justin Al-Shimary | Blue Water Wealth independent RIA | Apella Wealth independent RIA | RIA to RIA | Dec 31, 2024 | Jan 14, 2025 |
| Pierson Bennett Zahn | Blue Water Wealth independent RIA | Coldstream Wealth Management independent RIA | RIA to RIA | Nov 26, 2024 | Dec 4, 2024 |
| Melissa Louise Leonard | Blue Water Wealth independent RIA | Cairn Financial Planning no RAUM | RIA to a newly registered adviser | May 9, 2023 | Jan 2, 2024 (238 d) |
| Leslie Brooks Rosenberg | Blue Water Wealth independent RIA | Humanize Wealth state registered | RIA to a state-registered adviser | Jan 27, 2023 | Jul 14, 2023 (168 d) |
| Christopher Lee-Haas Sittner | Blue Water Wealth independent RIA | Cs Wealth Management unclassified | Other | Mar 10, 2022 | Sep 21, 2022 (195 d) |
| Hayley Pamela Haslett | Blue Water Wealth independent RIA | Lake Road Advisors, LLC independent RIA | RIA to RIA | Mar 8, 2022 | Mar 30, 2022 |
| Eric Arndt | Blue Water Wealth independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2021 | Apr 6, 2022 (238 d) |
| Jeffrey Gale | Blue Water Wealth independent RIA | Willamette Financial Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2020 | Jan 4, 2021 |
| Gabriella Alana Richard | Blue Water Wealth independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 21, 2019 | Aug 14, 2019 (54 d) |
| Kyle David Dodrill | Blue Water Wealth independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | Feb 1, 2019 | Feb 12, 2019 |
| Amy Groshong Walls | Blue Water Wealth other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 26, 2016 | Sep 28, 2016 |
| Simon Nikolas Rupard | Blue Water Wealth no RAUM | Ameriprise Financial Services, LLC national BD | Other | Dec 10, 2012 | Aug 7, 2018 (2066 d) |
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12 moves match.