DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kkm Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Liam Irwin | Kkm Financial LLC mixed wealth | Revere Wealth Management LLC independent RIA | RIA to RIA | Mar 28, 2022 | May 1, 2023 (399 d) |
| Matthew Patrick Franz | Kkm Financial LLC other | Eagle Point Capital LLC state registered | Other | Dec 1, 2016 | Jan 29, 2020 (1154 d) |
| Brian Scott Stutland | Kkm Financial LLC other | Macro Growth Advisors, LLC unclassified | Other | Dec 31, 2013 | Jan 3, 2017 (1099 d) |
| Joseph Avram Tigay | Kkm Financial LLC other | Macro Growth Advisors, LLC unclassified | Other | Dec 31, 2013 | Jan 3, 2017 (1099 d) |
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4 moves match.