DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Beta Wealth Group, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin A Falzone | Beta Wealth Group, Inc independent RIA | Mdrn Wealth state registered | RIA to a state-registered adviser | Jan 10, 2024 | Aug 18, 2026 (951 d) |
| Stephanie Marie Cunningham | Beta Wealth Group, Inc independent RIA | D. M. Brenner, Inc. independent RIA | RIA to RIA | Jan 4, 2023 | Jan 17, 2023 |
| Giridhar Nmn Krishnan | Beta Wealth Group, Inc independent RIA | Koa Wealth Management, LLC independent RIA | RIA to RIA | Jan 6, 2021 | Apr 13, 2021 (97 d) |
| Brian Robert Koch | Beta Wealth Group, Inc independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 28, 2020 | May 26, 2020 |
| Gabriel Seth Adams | Beta Wealth Group, Inc independent RIA | The Wealth Consulting Group independent RIA | RIA to RIA | Nov 2, 2018 | Jan 8, 2019 (67 d) |
| Robert Edward Paterson | Beta Wealth Group, Inc other | Labrum Wealth Management, LLC other | Other | Jun 19, 2017 | Sep 12, 2017 (85 d) |
| David Nelson Lundquist | Beta Wealth Group, Inc other | Churchill Management Group other | Other | Jul 6, 2016 | Oct 14, 2016 (100 d) |
| James B Olmore | Beta Wealth Group, Inc other | Mariner other | Other | Aug 11, 2014 | Sep 18, 2014 (38 d) |
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8 moves match.