DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Investment Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Suehyun Kim | Cetera Investment Management LLC no RAUM | Wilshire other | Other | Jul 11, 2018 | Dec 16, 2025 (2715 d) |
| Benjamin James Blum | Cetera Investment Management LLC no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Jun 12, 2018 | Jul 12, 2018 |
| David Albin | Cetera Investment Management LLC no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Feb 20, 2018 | Nov 12, 2020 (996 d) |
| Craig Edward Columbus | Cetera Investment Management LLC no RAUM | Columbus Macro, LLC no RAUM | Other | Jul 7, 2017 | Jun 30, 2017 |
| Brian David Wright | Cetera Investment Management LLC no RAUM | Columbus Macro, LLC no RAUM | Other | Jul 7, 2017 | Jun 30, 2017 |
| Lon Jeffrey Gerber | Cetera Investment Management LLC no RAUM | Columbus Macro, LLC no RAUM | Other | Jul 7, 2017 | Jun 30, 2017 |
| Ami Shah | Cetera Investment Management LLC other | Valic Financial Advisors, Inc. other | Other | Dec 31, 2015 | Dec 21, 2016 (356 d) |
| Thomas Randall Samuelson | Cetera Investment Management LLC other | Integrated Advisors Network LLC other | Other | Jun 23, 2015 | Sep 17, 2015 (86 d) |
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8 moves match.