DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Signal Research Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Matthew Peroni | Signal Research Group LLC state registered | Faithward Capital no RAUM | Other | Dec 31, 2020 | Nov 27, 2019 |
| Jessica Ann Musshafen | Signal Research Group LLC state registered | Cetera Advisors LLC BD affiliated | Other | Jun 22, 2018 | Aug 23, 2018 (62 d) |
| James Carroll Billingsley | Signal Research Group LLC state registered | Plan Group Financial, Inc. independent RIA | Other | Feb 23, 2018 | Mar 13, 2018 |
| Michael James White | Signal Research Group LLC state registered | Plan Group Financial, Inc. independent RIA | Other | Feb 23, 2018 | Feb 16, 2018 |
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4 moves match.