DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Merriman

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Glenn ValerioMerriman independent RIANorthstar Financial Planners, Inc. independent RIARIA to RIADec 19, 2024Jan 10, 2025
Alan Han HensleyMerriman independent RIAFinancial Insights Wealth Management independent RIARIA to RIAOct 13, 2023Oct 24, 2023
David Kohl MartinMerriman independent RIAMb Gen Wealth no RAUMRIA to a newly registered adviserOct 2, 2023Sep 7, 2023
Andrew J BloomMerriman independent RIAMb Gen Wealth no RAUMRIA to a newly registered adviserOct 2, 2023Sep 7, 2023
Daniel Anthony HillMerriman independent RIAColdstream Wealth Management independent RIARIA to RIAJun 9, 2023Oct 19, 2023 (132 d)
Matthew William KelleyMerriman independent RIABrighton Jones LLC independent RIARIA to RIAJan 2, 2023Jan 31, 2023
Michael Scott Van SantMerriman independent RIANorthwest Asset Management independent RIARIA to RIAMay 9, 2022May 10, 2022
Kristi Ann PanzaMerriman independent RIAColdstream Wealth Management independent RIARIA to RIAJan 5, 2022Feb 18, 2022 (44 d)
Erick Alexander AguayoMerriman independent RIAHohimer Wealth Management, LLC independent RIARIA to RIAJan 4, 2021Jan 12, 2021
Matthew James MathiesenMerriman independent RIARoehl & Yi Investment Advisors, LLC independent RIARIA to RIAJun 10, 2020Sep 1, 2020 (83 d)
Hannah Elizabeth AhmedMerriman independent RIAStack Financial Management Inc independent RIARIA to RIAAug 23, 2019Sep 18, 2019
Kevin Bonner GlynnMerriman independent RIANorthwest Asset Management independent RIARIA to RIAApr 10, 2018Apr 12, 2018
Marc Masao KadomatsuMerriman otherHuman Investing otherOtherJan 3, 2017Feb 13, 2017 (41 d)
Rebecca JacksonMerriman otherSeedsafe Financial LLC independent RIAOtherSep 14, 2015Apr 30, 2018 (959 d)
Helen F RouzanovMerriman otherCharles Schwab & Co., Inc. national BDOtherMar 4, 2015Aug 19, 2015 (168 d)
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15 moves match.