DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Forusall

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ian T JamesForusall institutionalSwbc Investment Advisory Services LLC no RAUMOtherMar 12, 2026Apr 15, 2026 (34 d)
Daria N DuncanForusall institutionalMorgan Stanley wirehouseOtherMar 15, 2024Mar 26, 2024
Nora CliffordForusall institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherOct 5, 2022Feb 16, 2023 (134 d)
Steven Paul LifgrenForusall institutionalNyfty Wealth unclassifiedOtherSep 7, 2022Sep 9, 2022
Trevor Wade TurnerForusall institutionalCbiz Investment Advisory Services, LLC institutionalOtherMar 15, 2022Dec 12, 2024 (1003 d)
Tzipora HenigForusall institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherJan 3, 2022Apr 5, 2022 (92 d)
Paige Tallette LarsonForusall institutionalWorld Investment Advisors, LLC institutionalOtherNov 9, 2021Jan 10, 2022 (62 d)
Joseph Taylor MatthewsForusall institutionalFarther independent RIAOtherDec 9, 2019May 13, 2021 (521 d)
Monique Renee San Miguel LopezForusall institutionalSas Financial Advisors, LLC. independent RIAOtherDec 9, 2019Aug 20, 2025 (2081 d)
Eric Zachary WeissmanForusall otherCreative Planning Institutional Advisors, LLC otherOtherMar 6, 2018Apr 3, 2018
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10 moves match.