DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hobart Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert BartonHobart Wealth independent RIALifestyle Asset Management, Inc. independent RIARIA to RIAMay 1, 2026Aug 10, 2026 (101 d)
Patrick Gerard SchultzHobart Wealth independent RIAC. F. Parks & Co., Inc. otherOtherJan 15, 2025Jan 15, 2025
David Scott WeltonHobart Wealth independent RIACape Investment Advisory, Inc. independent RIARIA to RIAJun 9, 2021Jun 9, 2021
Michael P. LacyHobart Wealth independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 10, 2020Dec 10, 2020
Karen Meyer HollandHobart Wealth independent RIACape Investment Advisory, Inc. independent RIARIA to RIANov 4, 2019Sep 21, 2020 (322 d)
Matthew Charles MaiersHobart Wealth independent RIAHunter Street Investment Advisors LLC independent RIARIA to RIASep 30, 2019Oct 2, 2019
John Hanby FoardHobart Wealth otherVirtue Capital Management, LLC otherOtherSep 29, 2016Sep 12, 2016
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7 moves match.