| Kevin Matthew Beauchamp | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Aug 25, 2025 | Aug 5, 2025 |
| Alexander Lloyd Martin | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Bernard Steven Kent | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Ann Marie Sandquist | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| John Edward Stein | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Michael Brian Schoffman | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Prasad Mohan | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Aaron John Hodari | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Paul Robert Wehner | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Marc Rodney Schechter | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jul 2, 2025 |
| Adam Blocki | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Anthony Jacob Chisolm | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Richard Joseph Elias | Schechter Investment Advisors, LLC independent RIA | Enlightened Finance LLC independent RIA | RIA to RIA | Jul 11, 2025 | Aug 24, 2018 |
| Bradley Kevin Feldman | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Brian John Mackey | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Jordan Howard Smith | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jul 11, 2025 | Jun 18, 2025 |
| Colin Coyle Steinberg | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jun 30, 2025 | Jun 18, 2025 |
| Joseph G Opiela | Schechter Investment Advisors, LLC independent RIA | Arax Advisory Partners independent RIA | RIA to RIA | Jun 9, 2025 | Sep 10, 2025 (93 d) |
| Wade Robert Hoag | Schechter Investment Advisors, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2023 | Jul 18, 2025 (660 d) |
| Harvey Alan Slaughter | Schechter Investment Advisors, LLC independent RIA | Winthrop Wealth independent RIA | RIA to RIA | Sep 15, 2022 | Oct 4, 2022 |
| Maxwell James Hunt | Schechter Investment Advisors, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 10, 2022 | Jan 30, 2026 (1422 d) |
| Brandon Scott Tutak | Schechter Investment Advisors, LLC independent RIA | Cerity Partners LLC mixed wealth | RIA to RIA | Jan 28, 2022 | May 8, 2019 |
| Demetrius Marcelle Edwards | Schechter Investment Advisors, LLC independent RIA | Dme Financial unclassified | Other | Sep 21, 2021 | Aug 22, 2021 |