DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 1st Consumer Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Arnold Sorenson | 1st Consumer Advisory Group LLC other | Innovation Partners LLC other | Other | Jan 25, 2016 | Apr 27, 2016 (93 d) |
| Sharon Elaine Sykes | 1st Consumer Advisory Group LLC other | Innovation Partners LLC other | Other | Jan 25, 2016 | Apr 15, 2016 (81 d) |
| Ralph David Janitell | 1st Consumer Advisory Group LLC no RAUM | Waddell & Reed other | Other | Sep 2, 2014 | Sep 30, 2014 |
| Thomas P Bockenstedt | 1st Consumer Advisory Group LLC no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Sep 2, 2014 | Jan 7, 2025 (3780 d) |
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4 moves match.