DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mpwm Advisory Solutions LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Allan Thomas | Mpwm Advisory Solutions LLC independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | Aug 5, 2026 | May 28, 2026 |
| Mathew Todd Goldberg | Mpwm Advisory Solutions LLC independent RIA | Manhattan Wealth Management Group no RAUM | RIA to a newly registered adviser | Jan 29, 2026 | Feb 2, 2026 |
| Lee Stennes | Mpwm Advisory Solutions LLC independent RIA | Afs Wealth Management LLC state registered | RIA to a state-registered adviser | May 9, 2025 | Jun 10, 2025 (32 d) |
| Adam Christopher Knaust | Mpwm Advisory Solutions LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2024 | May 16, 2024 |
| Nicholas Reid Kopff | Mpwm Advisory Solutions LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2024 | May 16, 2024 |
| Agustin Hernandez | Mpwm Advisory Solutions LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2024 | Mar 15, 2024 |
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6 moves match.