DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David George Risser | Financial Partners, LLC independent RIA | Altamira Financial Group, LLC no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 7, 2022 |
| Kerry Douglas Lee | Financial Partners, LLC independent RIA | Altamira Financial Group, LLC no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Dec 21, 2021 |
| Gonzalo Rufatt | Financial Partners, LLC independent RIA | Altamira Financial Group, LLC no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| William R. Douglas | Financial Partners, LLC independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Jan 3, 2022 | Dec 10, 2021 |
| Christopher Paul Prien | Financial Partners, LLC other | Questar Asset Management, Inc. other | Other | May 20, 2016 | Jul 8, 2016 (49 d) |
| Katrina Suzette Johnson | Financial Partners, LLC other | LPL Financial LLC other | Other | Feb 29, 2016 | Mar 4, 2016 |
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6 moves match.