DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fluent Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael James BaerFluent Financial, LLC independent RIACapital Advisors, Inc. independent RIARIA to RIAOct 22, 2024Nov 15, 2024
Dillon KanhalikhamFluent Financial, LLC independent RIACoppell Advisory Solutions LLC independent RIARIA to RIAJul 25, 2024Aug 16, 2024
Braden Seth SchaffnerFluent Financial, LLC independent RIAAshton Thomas Private Wealth independent RIARIA to RIAApr 4, 2024May 28, 2024 (54 d)
Tabitha Ann GarreffaFluent Financial, LLC independent RIAAbg Consultants institutionalOtherNov 10, 2021Nov 18, 2021
Amy Suzanne NelsonFluent Financial, LLC otherAmeriprise Financial Services, LLC national BDOtherMay 29, 2015May 29, 2015
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5 moves match.