DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Denver Pwm, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Edward LengelDenver Pwm, LLC independent RIASummitpoint Capital Management independent RIARIA to RIAOct 1, 2025Sep 25, 2025
Craig Alan AustadDenver Pwm, LLC independent RIASavvy independent RIARIA to RIADec 4, 2024Sep 17, 2024
Roger Lawrence PierceDenver Pwm, LLC independent RIAFarther independent RIARIA to RIADec 4, 2024Sep 11, 2024
Leonard Scott SanfordDenver Pwm, LLC independent RIAFarther independent RIARIA to RIADec 4, 2024Sep 11, 2024
Sherri Lyn GilliganDenver Pwm, LLC independent RIAFarther independent RIARIA to RIADec 4, 2024Sep 11, 2024
Robert Anthony SpicerDenver Pwm, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 31, 2018Dec 18, 2020 (718 d)
John Paul BarringerDenver Pwm, LLC otherCetera Investment Advisers LLC BD affiliatedOtherDec 31, 2017Jun 29, 2023 (2006 d)
Casey M VaderDenver Pwm, LLC otherSteele Street Private Wealth Management no RAUMOtherDec 31, 2017Apr 4, 2019 (459 d)
Daniel Richard KatzDenver Pwm, LLC otherFirst Financial Equity Corporation otherOtherAug 30, 2017Jun 24, 2014
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9 moves match.