DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fiduciary Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Thomas Van Alstyne | Fiduciary Financial Advisors independent RIA | High Rock Wealth Management state registered | RIA to a state-registered adviser | Jun 10, 2026 | Jun 11, 2026 |
| Andrew Mckee Howard | Fiduciary Financial Advisors independent RIA | Howard Fiduciary Investments state registered | RIA to a state-registered adviser | Apr 24, 2026 | Jun 15, 2026 (52 d) |
| Aaron Mathew Wassenaar | Fiduciary Financial Advisors independent RIA | Action Point Retirement Group LLC state registered | RIA to a state-registered adviser | Mar 30, 2026 | Jan 1, 2025 |
| Aashwin Sachdev | Fiduciary Financial Advisors independent RIA | Luminous Money state registered | RIA to a state-registered adviser | Mar 12, 2026 | Mar 11, 2026 |
| Donald Jason Slone | Fiduciary Financial Advisors independent RIA | Etch Financial state registered | RIA to a state-registered adviser | Dec 4, 2024 | Feb 20, 2026 (443 d) |
| Scott Benson Grissom | Fiduciary Financial Advisors independent RIA | Socrates Financial Planning state registered | RIA to a state-registered adviser | Dec 7, 2023 | May 22, 2024 (167 d) |
| Ryan Matthew Deters | Fiduciary Financial Advisors independent RIA | Grand Wealth Management, LLC independent RIA | RIA to RIA | Apr 30, 2023 | May 14, 2023 |
| Robert Joseph Ellinger | Fiduciary Financial Advisors independent RIA | Action Point Retirement Group LLC state registered | RIA to a state-registered adviser | Dec 3, 2018 | Nov 30, 2018 |
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8 moves match.