DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vision Retirement
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jean Tobin Riordan | Vision Retirement independent RIA | Next Level Private LLC independent RIA | RIA to RIA | Feb 16, 2026 | Jan 18, 2026 |
| Jason M. Ellis | Vision Retirement independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jun 18, 2020 | Jun 17, 2020 |
| Nicholas Steven Choman | Vision Retirement independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2019 | Mar 12, 2019 |
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3 moves match.