DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Roy Thomas | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Charles Andrew Welsh | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Jill Waine Sutt | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Timothy Robert Marshall | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Bret Harmon Hoag | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 15, 2018 |
| Rebecca Marie Haney | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Casey Michael Hauser | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 13, 2018 |
| Timothy George Brucker | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Ronald Bruce Beyer | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Martha Ann Wiles | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Clinton Shane Imes | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Bryan Hugh Pepper | Mariner Wealth Advisors other | Friends And Family Financial LLC unclassified | Other | Aug 14, 2017 | Oct 9, 2018 (421 d) |
| Gerhart Keith Kloiber | Mariner Wealth Advisors other | Creative Planning other | Other | Apr 25, 2017 | May 23, 2017 |
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13 moves match.