DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Simplicity Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas John RozmanSimplicity Solutions, LLC asset managerSimplicity Wealth independent RIAOtherMar 27, 2024Jan 19, 2022
Jared MargoliesSimplicity Solutions, LLC asset managerSimplicity Wealth otherOtherMar 27, 2024Apr 4, 2024
Jared William HillmanSimplicity Solutions, LLC asset managerSimplicity Wealth otherOtherMar 27, 2024Apr 2, 2024
Michael Vincent MortellaroSimplicity Solutions, LLC asset managerSimplicity Wealth independent RIAOtherDec 31, 2022Dec 5, 2023 (339 d)
Matthew Frank KruegerSimplicity Solutions, LLC asset managerSimplicity Wealth independent RIAOtherDec 31, 2022Dec 21, 2022
Jason A JanesSimplicity Solutions, LLC asset managerJason Janes Wealth Management, Inc. state registeredOtherNov 15, 2022Oct 12, 2021
Elena M LarsonSimplicity Solutions, LLC asset managerSimplicity Wealth independent RIAOtherAug 1, 2022Jul 14, 2022
Jeremy Brent JohnsonSimplicity Solutions, LLC asset managerTruadvice LLC mixed wealthOtherJun 12, 2020Jun 12, 2020
Justin Jon MungerSimplicity Solutions, LLC otherVip Financial Associates state registeredOtherDec 31, 2016Jan 5, 2016
Joseph Michael MallenSimplicity Solutions, LLC otherClear Creek Financial Management, LLC otherOtherSep 21, 2016Sep 8, 2017 (352 d)
Gregory John GallSimplicity Solutions, LLC otherWealth Watch Advisors, Inc no RAUMOtherAug 20, 2015Jul 16, 2015
Jason Blair ChandlerSimplicity Solutions, LLC otherWealth Watch Advisors, Inc no RAUMOtherMay 1, 2015Jun 8, 2015 (38 d)
James Phillip MehrmanSimplicity Solutions, LLC otherThe Investment Counsel LLC unclassifiedOtherMay 1, 2015Sep 17, 2015 (139 d)
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13 moves match.