DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Taylor Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Martha Stubblefield MasonTaylor Securities, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2025May 5, 2025
George Wood MoodyTaylor Securities, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2025May 5, 2025
David Alan LankfordTaylor Securities, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2025May 1, 2025
Katelyn Deere DunstanTaylor Securities, Inc. independent RIAVestia Personal Wealth Advisors independent RIARIA to RIAJun 3, 2024Jun 12, 2024
Frederick Allan PhillipsTaylor Securities, Inc. independent RIATree Street Advisory, LLC unclassifiedOtherNov 25, 2020Jan 20, 2021 (56 d)
Jay Lawrence HollisTaylor Securities, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 29, 2019Jun 4, 2019
Leandro Garcia Christiano SilvaTaylor Securities, Inc. otherCetera Investment Advisers LLC otherOtherOct 28, 2015Dec 14, 2015 (47 d)
Matthew Tyler BowlingTaylor Securities, Inc. otherSequent Planning, LLC independent RIAOtherJun 18, 2012Apr 17, 2019 (2494 d)
Christopher Edward GardnerTaylor Securities, Inc. otherJanney Montgomery Scott LLC BD affiliatedOtherJun 16, 2006Nov 6, 2025 (7083 d)
Brian Joseph CoteTaylor Securities, Inc. otherSmith Wb Financial Group unclassifiedOtherJan 4, 2006Aug 14, 2008 (953 d)
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10 moves match.