DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lanark Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Jude PagliaraLanark Financial, Inc. otherCapwealth Advisors, LLC otherOtherDec 23, 2009Dec 21, 2009
Charles Mark WilloughbyLanark Financial, Inc. otherCapwealth Advisors, LLC otherOtherDec 22, 2009Dec 22, 2009
Jonathan Hugh RegisterLanark Financial, Inc. otherMorgan Stanley wirehouseOtherOct 13, 2009Oct 8, 2009
Christian Haas CortsLanark Financial, Inc. otherMorgan Stanley wirehouseOtherSep 8, 2009Sep 15, 2009
Steven Richard KahnLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherSep 1, 2009Sep 11, 2009
Patrick James DavidLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 3, 2009Jul 31, 2009
John Reese HamnLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 3, 2009Jul 31, 2009
Paul William OwenLanark Financial, Inc. otherCaptrust otherOtherJun 11, 2008Apr 9, 2015 (2493 d)
Christina Johnson LaneLanark Financial, Inc. otherBb&T Investment Services, Inc. no RAUMOtherMar 4, 2008Mar 25, 2008
Ann Starkey DevineLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherJan 8, 2008Jan 4, 2008
David Neal KetchemLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherJan 7, 2008Jan 4, 2008
Michelle CookLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherJan 7, 2008Jan 7, 2008
James Taylor McelroyLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherSep 24, 2007Sep 19, 2007
Charles Ellis NorwoodLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 27, 2007Aug 24, 2007
Beverly Woods BarryLanark Financial, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 21, 2007Jun 13, 2007
Hollis Norman GiegerLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherDec 12, 2006Jul 21, 2009 (952 d)
William Watkins PeermanLanark Financial, Inc. otherStanford Group Company unclassifiedOtherNov 10, 2006Nov 13, 2006
Roxanna Lyn EverettLanark Financial, Inc. otherA. G. Edwards & Sons, Inc. unclassifiedOtherMay 17, 2006Jun 14, 2006
Harland Ira JacobsLanark Financial, Inc. otherWells Fargo Advisors wirehouseOtherJan 17, 2006Jan 30, 2006
Byron Todd GoldenLanark Financial, Inc. otherPark Place Capital Corporation asset managerOtherNov 16, 2005Jun 26, 2020 (5336 d)
Heath Van HenigLanark Financial, Inc. otherTd Ameritrade Investment Management, LLC otherOtherNov 16, 2005Apr 11, 2011 (1972 d)
John R StoneLanark Financial, Inc. otherOsaic Institutions, Inc. otherOtherApr 20, 2005Apr 28, 2005
Alan Taylor BewleyLanark Financial, Inc. otherUnited Wealth Management, LLC independent RIAOtherMar 22, 2005Apr 6, 2005
Michelle Marie SchwabLanark Financial, Inc. otherMML Investors Services, LLC otherOtherJun 4, 2004Jul 20, 2004 (46 d)
Page 2 of 2Previous
84 moves match.