DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aegis Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christine Craig Heckman | Aegis Wealth Management, LLC independent RIA | Delta Capital Management, LLC independent RIA | RIA to RIA | Sep 1, 2026 | Dec 23, 2019 |
| Alexander Joseph Moore | Aegis Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2022 | Jul 27, 2022 (65 d) |
| Michael Gerald Teslow | Aegis Wealth Management, LLC independent RIA | Alternative Investment Advisors, LLC independent RIA | RIA to RIA | Jan 27, 2022 | Oct 10, 2017 |
| Braden Lee Smidt | Aegis Wealth Management, LLC other | Alternative Investment Advisors, LLC independent RIA | Other | Aug 14, 2017 | Aug 18, 2016 |
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4 moves match.