DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bayntree Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Paul Sudo Cepeda | Bayntree Wealth Advisors, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 1, 2024 | Jan 21, 2025 (112 d) |
| Cristina Perez | Bayntree Wealth Advisors, LLC independent RIA | Nectarine no RAUM | RIA to a newly registered adviser | Feb 26, 2024 | Apr 19, 2024 (53 d) |
| Christopher Roger | Bayntree Wealth Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 23, 2022 | Sep 28, 2022 (36 d) |
| Michael Jonathan Floyd | Bayntree Wealth Advisors, LLC independent RIA | Intelligent 401k, LLC no RAUM | Other | Apr 4, 2022 | Nov 12, 2020 |
| Steven Yick Tung Chau | Bayntree Wealth Advisors, LLC independent RIA | Vanguard Advisers, Inc. other | Other | Nov 17, 2016 | Mar 1, 2017 (104 d) |
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5 moves match.