DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independence Capital Co., Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bernard John MckinneyIndependence Capital Co., Inc. independent RIARevisor Wealth Management LLC independent RIARIA to RIADec 31, 2024Feb 26, 2015
John Michael ColeIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 20, 2022Sep 1, 2017
Jeffrey David MedvedikIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Jan 9, 2025 (756 d)
Michael Leonard WallaceIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Sep 1, 2017
Mark Anthony VirostickIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
John Lawrence SaugerIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Nicholas Andrew ShaheenIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Jul 7, 2017
Adam Christopher GrubiusIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Jeffery Jay BleimIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Michael Vincent SpicaIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Richard Dean TrombleyIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Albert Scott CarlsonIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Oct 9, 2017
Brian Washburn SwinneyIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIANov 18, 2019Sep 7, 2017
Jacob Tyler SawyerIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIAFeb 22, 2018Sep 1, 2017
Landon Ray JonesIndependence Capital Co., Inc. independent RIARevisor Wealth Management LLC independent RIARIA to RIAApr 5, 2017Jan 9, 2014
Kevin Scott AnthonyIndependence Capital Co., Inc. independent RIAGolden Years Financial Advisors, Inc. state registeredRIA to a state-registered adviserDec 31, 2014Jan 8, 2015
Shobhan Manubhai ShethIndependence Capital Co., Inc. independent RIAGlobal Investment Advisors, LLC unclassifiedOtherMay 31, 2012Dec 11, 2015 (1289 d)
Michael G RomanelloIndependence Capital Co., Inc. independent RIAOn Investment Management Co otherOtherDec 31, 2011Jan 22, 2016 (1483 d)
Jeremy Silliman AlbrechtIndependence Capital Co., Inc. independent RIAGradient Advisors, LLC no RAUMRIA to a newly registered adviserSep 28, 2010Dec 3, 2010 (66 d)
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19 moves match.