DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lowell Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hatley Joe Harrell | Lowell Wealth Management other | Hj Harrell Investments state registered | Other | Sep 10, 2019 | Jan 15, 2019 |
| Tyler C Castle | Lowell Wealth Management other | Crescent Advisor Group, Inc. independent RIA | Other | Sep 10, 2019 | Jul 17, 2019 |
| Charles Garrett Morgan | Lowell Wealth Management other | Integrity Alliance, LLC independent RIA | Other | Sep 24, 2018 | Sep 24, 2018 |
| Kathleen Marie Williams-Price | Lowell Wealth Management other | Integrity Alliance, LLC independent RIA | Other | Sep 17, 2018 | Sep 17, 2018 |
| Nelson Robert Matzen | Lowell Wealth Management other | Bright Wealth Management, LLC independent RIA | Other | May 6, 2016 | May 20, 2016 |
| Robert Alan Minasian | Lowell Wealth Management other | Ele Advisory Services, Inc independent RIA | Other | Nov 3, 2015 | Dec 15, 2015 (42 d) |
| Jayce Alan Lowe | Lowell Wealth Management other | Next Financial Group, Inc. other | Other | Nov 10, 2014 | Nov 18, 2014 |
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7 moves match.