DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Saturna Capital Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Yung KimSaturna Capital Corporation asset managerPenserra Global Investors LLC institutionalOtherApr 15, 2026Apr 8, 2026
David Jay GrangerSaturna Capital Corporation asset managerKestra Advisory Services, LLC BD affiliatedOtherOct 16, 2025Oct 14, 2025
Bianca Nicole Tengson HuangSaturna Capital Corporation asset managerRBC Capital Markets, LLC national BDOtherJun 9, 2023Aug 16, 2023 (68 d)
Christopher William LangSaturna Capital Corporation asset managerTradewinds Capital Management, LLC independent RIAOtherApr 26, 2023Aug 1, 2023 (97 d)
Sameer Syed SarmastSaturna Capital Corporation asset managerFarther independent RIAOtherFeb 16, 2023Mar 13, 2023
Haitham Al-SayedSaturna Capital Corporation asset managerWahed mixed wealthOtherMar 18, 2022Jun 10, 2022 (84 d)
Azita L SimlerSaturna Capital Corporation asset managerTradewinds Capital Management, LLC independent RIAOtherNov 26, 2019Nov 19, 2019
John D ScottSaturna Capital Corporation otherMorgan Stanley wirehouseOtherMar 11, 2015Mar 30, 2020 (1846 d)
Syed Mohammed Ali FarooqSaturna Capital Corporation otherProtected Investors Of America otherOtherDec 17, 2012Mar 28, 2014 (466 d)
Robert Charles VirdenSaturna Capital Corporation otherWalnut Street Securities, Inc. otherOtherApr 2, 2008Aug 18, 2008 (138 d)
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10 moves match.