DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Trilogy Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Cameron MorganTrilogy Capital, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMar 9, 2018Nov 29, 2017
Abraheem YameenTrilogy Capital, Inc. independent RIALPL Financial LLC independent RIARIA to RIAFeb 20, 2018Nov 29, 2017
Jennifer Lynn MayesTrilogy Capital, Inc. otherLPL Financial LLC independent RIAOtherJan 23, 2018Nov 29, 2017
Leonard Wade FrisbieTrilogy Capital, Inc. otherLPL Financial LLC independent RIAOtherJan 23, 2018Nov 29, 2017
Gary Alan KleinTrilogy Capital, Inc. otherLPL Financial LLC independent RIAOtherJan 23, 2018Nov 29, 2017
Kevin Daniel LeonTrilogy Capital, Inc. otherPark Avenue Securities LLC otherOtherOct 20, 2017Sep 8, 2017
Michael BarrowsTrilogy Capital, Inc. otherAmerican Asset Advisory, LLC unclassifiedOtherOct 20, 2017Nov 2, 2017
David RaeTrilogy Capital, Inc. otherDrm Wealth Management state registeredOtherOct 20, 2017Sep 11, 2017
Christopher Lee GallTrilogy Capital, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherOct 20, 2017Oct 16, 2017
Sheryl Angella SternTrilogy Capital, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherOct 20, 2017Oct 19, 2017
Jonathan Jed MeyersTrilogy Capital, Inc. otherLPL Financial LLC otherOtherJan 20, 2017Feb 28, 2017 (39 d)
Suthipong Robert ChitrathornTrilogy Capital, Inc. otherWealthplan Partners otherOtherSep 12, 2016Sep 13, 2016
Paul Michael LeoneTrilogy Capital, Inc. otherWealthplan Partners otherOtherJul 21, 2016Jun 16, 2016
Millu Chang RamirezTrilogy Capital, Inc. otherSteelpeak Wealth, LLC otherOtherJul 21, 2016Jun 2, 2016
Kenichi IgarashiTrilogy Capital, Inc. no RAUMWealthplan Partners otherOtherFeb 3, 2016Feb 4, 2016
Aaron Nazar JohnsonTrilogy Capital, Inc. no RAUMWealthplan Partners otherOtherFeb 3, 2016Feb 3, 2016
Ian Mitchell MasseyTrilogy Capital, Inc. no RAUMWealthplan Partners otherOtherFeb 3, 2016Feb 2, 2016
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77 moves match.