DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Roundangle Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Evan Bernstein | Roundangle Advisors LLC independent RIA | Foundation Retirement Plan Consultants, LLC other | Other | May 28, 2026 | Apr 25, 2017 |
| Deirdre Ann Derosa | Roundangle Advisors LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | May 28, 2026 | May 6, 2026 |
| Edward Luke Vallar | Roundangle Advisors LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2023 | Jan 3, 2024 (275 d) |
| William John Berg | Roundangle Advisors LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2022 | Jan 3, 2023 |
| Christopher Bukowczyk | Roundangle Advisors LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Jan 22, 2020 | May 18, 2020 (117 d) |
| David Wax | Roundangle Advisors LLC independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2019 | Feb 13, 2019 |
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6 moves match.