DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Continuum Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron David Benson | Continuum Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2026 | Aug 14, 2026 (36 d) |
| Jody Jeremiah Roth | Continuum Advisory, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2024 | Mar 11, 2024 |
| Wendell Wayne Cayton | Continuum Advisory, LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2023 | Nov 28, 2023 |
| Schuyler Chase Cayton | Continuum Advisory, LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2023 | Nov 28, 2023 |
| Charles Knapp Randall | Continuum Advisory, LLC independent RIA | Legacy Preservation unclassified | Other | Nov 27, 2023 | Dec 24, 2020 |
| Andres Antonio Favela | Continuum Advisory, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2023 | Mar 21, 2024 (146 d) |
| Brandon Levine | Continuum Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2023 | Jun 14, 2023 |
| Kiliaen Van Rensselaer Ludlow | Continuum Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Jun 6, 2024 (568 d) |
| Nathan Miles Stibbs | Continuum Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Mar 1, 2023 (105 d) |
| Laura Ellen Clark-Brown | Continuum Advisory, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Dec 3, 2021 | Dec 3, 2021 |
| Kevin Mark Nast | Continuum Advisory, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2021 | Jan 30, 2024 (791 d) |
| John Zamboanga | Continuum Advisory, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2019 | Feb 28, 2020 (119 d) |
| Kimberly Rose Damiani | Continuum Advisory, LLC independent RIA | Securian Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2018 | Jul 18, 2018 |
| Serena Lynette Davis | Continuum Advisory, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 19, 2018 | Jan 12, 2018 |
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14 moves match.