DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lebenthal Global Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Colin Tews | Lebenthal Global Advisors, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 6, 2026 | Mar 25, 2026 |
| Ivan Negron-Ramos | Lebenthal Global Advisors, LLC independent RIA | Negron-Ramos LLC state registered | RIA to a state-registered adviser | Sep 30, 2024 | Nov 8, 2024 (39 d) |
| Donato Alfredo Moneta | Lebenthal Global Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Dec 21, 2023 (355 d) |
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3 moves match.