DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Brightplan LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Michael Mitchell | Brightplan LLC no RAUM | Voya Financial Advisors, Inc. BD affiliated | Other | Mar 6, 2026 | Mar 4, 2026 |
| Cody Michael Emerson | Brightplan LLC no RAUM | Peak Financial Planning independent RIA | Other | Mar 6, 2026 | Jun 6, 2026 (92 d) |
| Jeffrey Morgan Clark | Brightplan LLC independent RIA | Redwood Money state registered | RIA to a state-registered adviser | Sep 17, 2021 | Apr 25, 2025 (1316 d) |
| Michael Harris Woods | Brightplan LLC no RAUM | Wells Fargo Advisors wirehouse | Other | Aug 8, 2017 | Dec 8, 2017 (122 d) |
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4 moves match.