DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Smart Money Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Scott Ervin | Smart Money Group, LLC independent RIA | Forum Wealth Group state registered | RIA to a state-registered adviser | Jan 30, 2026 | Apr 10, 2026 (70 d) |
| Chancellor Kyle Stephenson | Smart Money Group, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2022 | Jun 2, 2023 (227 d) |
| Steven Douglas Kaestner | Smart Money Group, LLC independent RIA | Plan Group Financial, Inc. independent RIA | RIA to RIA | Oct 27, 2020 | Sep 3, 2019 |
| Jamie Louise Kaestner | Smart Money Group, LLC independent RIA | Plan Group Financial, Inc. independent RIA | RIA to RIA | Oct 27, 2020 | Sep 3, 2019 |
| Sean Terrance O'Reilly | Smart Money Group, LLC independent RIA | Ffg Retirement Counseling no RAUM | RIA to a newly registered adviser | Oct 1, 2020 | Sep 10, 2020 |
| Blake Vaughan Barnett | Smart Money Group, LLC independent RIA | Ffg Retirement Counseling independent RIA | RIA to RIA | Oct 1, 2020 | Jan 1, 2025 (1553 d) |
| Brian Mckinney | Smart Money Group, LLC independent RIA | Collective Wealth Partners, LLC independent RIA | RIA to RIA | Sep 16, 2020 | Apr 14, 2022 (575 d) |
| Michelle Marie Leichtner | Smart Money Group, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 14, 2020 | May 18, 2020 (34 d) |
| Christopher Blake Radford | Smart Money Group, LLC other | Ae Wealth Management, LLC independent RIA | Other | Jan 4, 2018 | Mar 15, 2018 (70 d) |
| Lisa Ann Allen | Smart Money Group, LLC other | Waterloo Capital other | Other | Dec 31, 2017 | Jan 8, 2018 |
| Mikiel Ray Featherston | Smart Money Group, LLC other | Waterloo Capital other | Other | Dec 6, 2017 | Dec 14, 2017 |
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11 moves match.