DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Red Oak Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Arthur Gleason | Red Oak Capital Management, Inc. independent RIA | Altimeter Wealth LLC state registered | RIA to a state-registered adviser | Nov 3, 2023 | Feb 8, 2024 (97 d) |
| Gabriel Shimon Salimi | Red Oak Capital Management, Inc. independent RIA | Watchtower Wealth, LLC state registered | RIA to a state-registered adviser | Nov 3, 2023 | Sep 25, 2023 |
| John Mccreary Susin | Red Oak Capital Management, Inc. independent RIA | Oneseven independent RIA | RIA to RIA | Nov 3, 2023 | Apr 24, 2023 |
| Philip Herbert Ellis | Red Oak Capital Management, Inc. independent RIA | Oneseven independent RIA | RIA to RIA | Nov 3, 2023 | May 1, 2023 |
| John Weaver Young | Red Oak Capital Management, Inc. independent RIA | Cardinal Wealth Partners, LLC state registered | RIA to a state-registered adviser | Aug 1, 2023 | Aug 3, 2023 |
| Kim Dyson | Red Oak Capital Management, Inc. independent RIA | Oneseven independent RIA | RIA to RIA | Aug 1, 2023 | May 31, 2023 |
| Samuel Sylvanus Mcninch | Red Oak Capital Management, Inc. independent RIA | Ia Network, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Mar 14, 2023 |
| Christopher David Delarme | Red Oak Capital Management, Inc. independent RIA | First Wealth Advisory, Inc. state registered | RIA to a state-registered adviser | Feb 2, 2023 | Jan 25, 2023 |
| Thomas Edmund Connors | Red Oak Capital Management, Inc. independent RIA | Island Financial Advisors state registered | RIA to a state-registered adviser | Dec 1, 2022 | Jan 29, 2026 (1155 d) |
| Lang Phu Nguyen | Red Oak Capital Management, Inc. independent RIA | Serenity Investment Advisors mixed wealth | RIA to RIA | Apr 30, 2022 | Jun 16, 2022 (47 d) |
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10 moves match.