DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gyl Financial Synergies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Moises Lerner Guenun | Gyl Financial Synergies, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 2, 2024 | Sep 26, 2024 (177 d) |
| Alessandra Dimauro | Gyl Financial Synergies, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2023 | Jul 7, 2023 |
| Jean-Paul Atallah | Gyl Financial Synergies, LLC mixed wealth | Rzh Advisors LLC independent RIA | RIA to RIA | Jul 15, 2022 | Jul 11, 2022 |
| Kent Allen Johnson | Gyl Financial Synergies, LLC mixed wealth | Rb Capital Management, LLC independent RIA | RIA to RIA | May 11, 2022 | Jun 15, 2023 (400 d) |
| Luke Joseph Violette | Gyl Financial Synergies, LLC mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 1, 2021 | Jan 3, 2022 (124 d) |
| Charles D Staples | Gyl Financial Synergies, LLC mixed wealth | First Ascent Asset Management, LLC independent RIA | RIA to RIA | Jul 29, 2021 | Mar 7, 2023 (586 d) |
| Lester Bernard Dean | Gyl Financial Synergies, LLC mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Feb 14, 2019 | Aug 6, 2019 (173 d) |
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7 moves match.