DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Swmg Holdings, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Orren Sims | Swmg Holdings, LLC independent RIA | Onedigital institutional | Other | May 26, 2026 | Oct 16, 2025 |
| Curt Richard Mangold | Swmg Holdings, LLC independent RIA | Onedigital institutional | Other | May 26, 2026 | Oct 14, 2025 |
| Scott Richard Bishop | Swmg Holdings, LLC independent RIA | Onedigital institutional | Other | May 26, 2026 | Oct 27, 2025 |
| Russell Anderson Harris | Swmg Holdings, LLC independent RIA | Onedigital institutional | Other | May 26, 2026 | Oct 17, 2025 |
| Ian Payne | Swmg Holdings, LLC independent RIA | Cannon Financial Strategists, Inc. independent RIA | RIA to RIA | Sep 6, 2024 | Oct 1, 2024 |
| Arish Samir Nurani | Swmg Holdings, LLC independent RIA | Benedetti, Gucer & Associates independent RIA | RIA to RIA | Sep 19, 2022 | Oct 24, 2022 (35 d) |
| David Stephen Brown | Swmg Holdings, LLC independent RIA | D.S. Brown Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Aug 10, 2020 | Feb 10, 2020 |
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7 moves match.