DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Scottsdale Wealth Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Noel Grossman | Scottsdale Wealth Advisory LLC state registered | Nationwide Investment Advisors, LLC BD affiliated | Other | Sep 23, 2024 | Nov 6, 2024 (44 d) |
| Andrew Nathan Rojas | Scottsdale Wealth Advisory LLC state registered | Sequent Planning, LLC independent RIA | Other | Jan 23, 2023 | Jan 31, 2023 |
| Danielle Marie Meister | Scottsdale Wealth Advisory LLC state registered | Trajan Wealth, L.L.C. independent RIA | Other | Aug 7, 2020 | Sep 2, 2020 |
| David Taylor D'Eredita | Scottsdale Wealth Advisory LLC state registered | Rise Private Wealth Advisors state registered | Other | May 6, 2020 | May 28, 2020 |
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4 moves match.