DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Awm Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Alexander May | Awm Capital, LLC independent RIA | World Investment Advisors, LLC other | Other | Sep 1, 2026 | Sep 2, 2026 |
| Jacob Alan Gurock | Awm Capital, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Dec 7, 2022 | Jan 17, 2023 (41 d) |
| Devon Maxwell Nick | Awm Capital, LLC independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Feb 10, 2022 | Oct 28, 2024 (991 d) |
| Regan Joseph Flaherty | Awm Capital, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 10, 2020 | Apr 15, 2021 (126 d) |
| David Rickard Penniall | Awm Capital, LLC independent RIA | Addwealth Advisors, LLC unclassified | Other | Aug 17, 2020 | Apr 30, 2020 |
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5 moves match.