DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Smallwood Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Edgar BaoSmallwood Wealth Management independent RIABuckman Advisory Group LLC independent RIARIA to RIAOct 29, 2025Nov 17, 2025
Kaitlyn GalganoSmallwood Wealth Management independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseOct 27, 2025Oct 27, 2025
Traci Lynn KellySmallwood Wealth Management independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 7, 2024Nov 4, 2024
Alan Edward ConchaSmallwood Wealth Management independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2023Apr 18, 2023
John David VogelzangSmallwood Wealth Management independent RIAAdvisory Services Network independent RIARIA to RIAMar 23, 2023Mar 31, 2023
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5 moves match.