DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sharp Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephan Allan ColglazierSharp Financial independent RIABelpointe Asset Management LLC independent RIARIA to RIASep 3, 2026Aug 21, 2026
Joseph Dominic PernaSharp Financial independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 22, 2024Sep 4, 2024 (44 d)
Matthew PrinceSharp Financial independent RIAEdelman Financial Engines mixed wealthRIA to RIAJun 5, 2023Nov 15, 2023 (163 d)
Joshua Thomas CrossmanSharp Financial independent RIADakota Wealth, LLC independent RIARIA to RIAAug 26, 2022Aug 22, 2022
Justin Michael KohlerSharp Financial independent RIAThe Fiduciary Group independent RIARIA to RIANov 10, 2021Jun 24, 2021
Matthew Paul WitterSharp Financial no RAUMSfg Investment Advisors, Inc. otherOtherJan 29, 2018Jan 25, 2018
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6 moves match.