DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Brio Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wahidah Aziz | Brio Financial Group independent RIA | Frec independent RIA | RIA to RIA | May 12, 2025 | Aug 4, 2026 (449 d) |
| Lindsey Danae Swanson | Brio Financial Group independent RIA | We Financial Group independent RIA | RIA to RIA | Apr 7, 2025 | Jul 2, 2025 (86 d) |
| Po Teng | Brio Financial Group independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | May 22, 2025 (150 d) |
| Claireese Lynell Baggao | Brio Financial Group independent RIA | Layline Financial state registered | RIA to a state-registered adviser | Jul 7, 2023 | Dec 4, 2025 (881 d) |
| Danielle N May | Brio Financial Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2023 | Dec 13, 2023 (301 d) |
| Shana Lesch Ballard | Brio Financial Group independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 17, 2020 | May 26, 2021 (282 d) |
| Abraham Martinez | Brio Financial Group independent RIA | Amara Financial, LLC independent RIA | RIA to RIA | Jun 19, 2020 | Dec 21, 2020 (185 d) |
| Lauren Marie Fortier | Brio Financial Group independent RIA | Amara Financial, LLC no RAUM | RIA to a newly registered adviser | Jun 19, 2020 | Jul 1, 2020 |
| Daniel Gerald Platt | Brio Financial Group independent RIA | Neumann Capital Management independent RIA | RIA to RIA | Aug 5, 2019 | Sep 1, 2022 (1123 d) |
| Shilpa Girish Andalkar | Brio Financial Group independent RIA | Ensemble Capital Management, LLC independent RIA | RIA to RIA | Jun 1, 2018 | Jun 18, 2018 |
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10 moves match.