DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Epiq Capital Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Burns | Epiq Capital Group, LLC independent RIA | Aspen Grove Capital, LLC independent RIA | RIA to RIA | Apr 4, 2024 | May 9, 2024 (35 d) |
| Deborah Leeann Cornes | Epiq Capital Group, LLC independent RIA | Bakeravenue independent RIA | RIA to RIA | Mar 14, 2024 | Mar 20, 2024 |
| Brodie Trister Cohen | Epiq Capital Group, LLC independent RIA | Cohen Capital Management Inc independent RIA | RIA to RIA | Jul 18, 2023 | May 5, 2025 (657 d) |
| Avereigh Layne Clarke | Epiq Capital Group, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jan 14, 2019 | Feb 6, 2019 |
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4 moves match.