DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Significant Wealth Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Richard Smith | Significant Wealth Partners LLC independent RIA | Wealth Builder Funds LLC no RAUM | Other | Jan 15, 2026 | Jan 10, 2024 |
| Scott Robert Smith | Significant Wealth Partners LLC independent RIA | Stephen Smith Financial Inc. no RAUM | RIA to a newly registered adviser | Jan 15, 2026 | Dec 4, 2025 |
| Jarvis Maxwell Reeves | Significant Wealth Partners LLC independent RIA | Clarity Financial state registered | RIA to a state-registered adviser | Sep 15, 2022 | Jan 1, 2026 (1204 d) |
| Michael J Graft | Significant Wealth Partners LLC independent RIA | Simplified Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 8, 2021 | May 13, 2021 |
| Lawrence Edward Gatz | Significant Wealth Partners LLC independent RIA | Copperwood Financial independent RIA | RIA to RIA | Dec 11, 2020 | Oct 15, 2020 |
Page 1 of 1
5 moves match.