DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Patrick William Hassett	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
James Michael Adgar	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Dorothy Tse Lee	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Michael David Hernandez	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
Broc Wavra	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	Nov 16, 2017
James Quinn Gilmore	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Nicole Kiomi Kikugawa	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	May 16, 2017
Keegan James Tanghe	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
David John Lee Willett	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Richard Higbee	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Joseph Ryan Perigo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Isaac Alan Hansen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Benjamin Paul Kiehn	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Philip Brian Bullard	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies, LLC independent RIA	Other	Nov 29, 2017	Jan 18, 2018 (50 d)
Seth Tyler Leishman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Ostrofe Financial Consultants Inc independent RIA	Other	Nov 29, 2017	Jan 1, 2025 (2590 d)
Charles Joseph Minahan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gateway Wealth Partners, LLC independent RIA	Other	Nov 29, 2017	Apr 5, 2023 (1953 d)
Kirk Allen Sheby	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Eric Myre	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
David Adam Sasson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	Sep 11, 2017
Nathan C. Brown	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Hannah Beth Raynes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 26, 2016
Abraheem Yameen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Robert Joseph Menz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC BD affiliated	Other	Nov 29, 2017	Aug 11, 2020 (986 d)
Alisha Renee Rosenthal	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Rosenthal Advisory Services, L.P. independent RIA	Other	Nov 29, 2017	Jul 24, 2015
Patrick Neal Broome	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Diane Powell Zing	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Laura Lynn Chamness	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Leelyn Smith, LLC independent RIA	Other	Nov 29, 2017	Apr 7, 2021 (1225 d)
Casey Dettorre	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Joao Silva Gomes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Salvatore Sebastian Motta	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gateway Wealth Partners, LLC independent RIA	Other	Nov 29, 2017	Apr 5, 2023 (1953 d)
Brandon Douglas Cardarelli	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Narine K Mardanyan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jennifer Lynn Mayes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Scott Matthew Naiman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
John Parnell Ronan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Oct 27, 2017
Angela Maria Brown	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jillian Rae Homyak Snyder	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
James Allen O'Neal	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Leonard Wade Frisbie	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Angela Dawn Pepper	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Julie J Foong	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Feb 1, 2016
Andrew Jon Mccollum	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Charles Carmon Crolle	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Michael Patrick Speakman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Thomas Cameron Morgan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
Joseph Mike Clinton	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Michael Shoheen Bakhshi	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Eric John Krueger	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Christa S Varda	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	Jun 30, 2017
Xiaoxiao Bi	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Tony Raygoza	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
Gabriel Ubaldo Deluna	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 5, 2016
Michael Thomas Feenan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Brian Llewellyn Mckeighen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 15, 2015
Jennifer Monday Leman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Carolyn Michelle Matson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Thomas David Vanderzwaag	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Isaac Seth Gardner	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kevin Andrew Harback	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Caitlin Strunk	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Private Advisor Group, LLC other	Other	Nov 29, 2017	Jan 30, 2018 (62 d)

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1,293 moves match.