DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lone Peak Advisers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Megan Marie Palazzo | Lone Peak Advisers independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Dec 2, 2024 | Mar 7, 2025 (95 d) |
| Kimberly A Mallas | Lone Peak Advisers independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jan 19, 2024 | Feb 21, 2024 (33 d) |
| Brett Munson | Lone Peak Advisers independent RIA | LPL Enterprise, LLC no RAUM | RIA to a newly registered adviser | Aug 15, 2023 | Nov 15, 2024 (458 d) |
| Craig Brimhall Nelson | Lone Peak Advisers independent RIA | Legacy Cornerstone Wealth LLC independent RIA | RIA to RIA | Sep 20, 2022 | Jul 26, 2022 |
| Travis John Hudak | Lone Peak Advisers independent RIA | Premier Investment Management, LLC state registered | RIA to a state-registered adviser | Nov 15, 2021 | Mar 14, 2022 (119 d) |
| David Adams Gallman | Lone Peak Advisers independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 23, 2020 | Feb 8, 2021 (322 d) |
| Tyler Scott Olson | Lone Peak Advisers independent RIA | Ascend Investment Management, LLC state registered | RIA to a state-registered adviser | Mar 16, 2020 | Jun 8, 2020 (84 d) |
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7 moves match.