DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Keebeck Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donna D ShinKeebeck Wealth Management independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 14, 2025Jul 7, 2026 (539 d)
William SeyfarthKeebeck Wealth Management independent RIAAlliancebernstein L.P. asset managerOtherApr 13, 2023Aug 7, 2023 (116 d)
Steve C VujevichKeebeck Wealth Management independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2021Jun 9, 2021
Matthew P AndersonKeebeck Wealth Management independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2021Jun 9, 2021
Charles Douglas RobinsonKeebeck Wealth Management independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2021Jun 8, 2021
Timothy John LynchKeebeck Wealth Management independent RIA6 Meridian LLC independent RIARIA to RIAFeb 25, 2021May 18, 2021 (82 d)
Mathew Trevor KlodyKeebeck Wealth Management independent RIAWhitnell & Co independent RIARIA to RIAJun 9, 2020Nov 20, 2020 (164 d)
Page 1 of 1
7 moves match.