DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Country Club Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Tyson Schmitt	Country Club Financial Services, Inc. other	Waddell & Reed other	Other	Dec 15, 2017	Jan 24, 2018 (40 d)
Nicole C Burczyk	Country Club Financial Services, Inc. other	Money Concepts Advisory Service BD affiliated	Other	Dec 7, 2017	Jul 24, 2019 (594 d)
Kevin Jerold Clifford	Country Club Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Dec 1, 2017	Nov 8, 2017
Brian Christopher Thompson	Country Club Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Dec 1, 2017	Dec 2, 2017
Kevin Paul Hennessy	Country Club Financial Services, Inc. other	Money Concepts Advisory Service BD affiliated	Other	Dec 1, 2017	Feb 6, 2026 (2989 d)
Dail Brown Blake	Country Club Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Dec 1, 2017	Nov 8, 2017
Dennis Jerome Clifford	Country Club Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Dec 1, 2017	Nov 8, 2017
Craig J Reid	Country Club Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Dec 1, 2017	Dec 2, 2017
John Morris Ye	Country Club Financial Services, Inc. other	Robert W. Baird & Co. Incorporated other	Other	Dec 26, 2014	Dec 26, 2014
Carey Bret Morrison	Country Club Financial Services, Inc. other	Tower Wealth Managers other	Other	Jan 2, 2014	Nov 18, 2011
Nathaniel Timothy Soulis	Country Club Financial Services, Inc. other	Kornitzer Capital Management, Inc. mixed wealth	Other	Feb 29, 2012	Jul 1, 2021 (3410 d)
Abraham M. Glaser	Country Club Financial Services, Inc. other	Umb Financial Services, Inc. no RAUM	Other	Jan 5, 2011	Jan 5, 2011
Debra Susan Shultz	Country Club Financial Services, Inc. other	V Wealth Advisors LLC other	Other	Jul 27, 2010	Dec 8, 2010 (134 d)
Peter George Menihan	Country Club Financial Services, Inc. other	Umb Financial Services, Inc. no RAUM	Other	Apr 14, 2009	Sep 18, 2012 (1253 d)
Donna Lynn Tilden	Country Club Financial Services, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Apr 30, 2004	Mar 17, 2006 (686 d)

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15 moves match.