DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Carolinas Wealth Consulting LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George Harrell EdmistonCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Jeanne Kelsey FritchleyCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Molly Mahaffey PeecherCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Lyric Boyette MartinCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Richard Wade AustinCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Bridget McdermottCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Steven Andrew ShakCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Audrey BlankeCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Lyle Conner MutterCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Gregory PrinceCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJul 14, 2025Mar 5, 2025
Christopher Kevin GroganCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJun 20, 2025Mar 5, 2025
Nargiz KambarovaCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherJun 20, 2025Jun 24, 2025
Virginia BrakeCarolinas Wealth Consulting LLC independent RIACaptrust institutionalOtherApr 28, 2025Mar 5, 2025
Robert Russell ShawCarolinas Wealth Consulting LLC independent RIA7pw Wealth, LLC state registeredRIA to a state-registered adviserFeb 7, 2025Feb 25, 2025
David Allen PerkinsCarolinas Wealth Consulting LLC independent RIAVerum Partners LLC independent RIARIA to RIAAug 16, 2023Aug 15, 2023
Walker Thomas SheltonCarolinas Wealth Consulting LLC independent RIAVerum Partners LLC independent RIARIA to RIAAug 16, 2023Aug 15, 2023
Justin LouisCarolinas Wealth Consulting LLC independent RIAVerum Partners LLC independent RIARIA to RIAAug 16, 2023Aug 15, 2023
Safiya Rann UpchurchCarolinas Wealth Consulting LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 27, 2022Oct 25, 2022
Maureen Therese HenryCarolinas Wealth Consulting LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 4, 2022Feb 1, 2022
Thomas Edward HighsmithCarolinas Wealth Consulting LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 24, 2020Sep 23, 2020
Lara FurlongCarolinas Wealth Consulting LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseOct 18, 2019Oct 18, 2019
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21 moves match.